Compliance Officer in AML в БКС
Требуемый опыт работы: 3–6 лет
Проектная работа/разовое задание, полный день
Компания, где люди
работают для людей
BrokerCreditService (Cyprus) Limited is an investment company regulated by CySEC, incorporated in 2004 with main objective of the provision of financial services.
The Company provides electronic access through its trading system (CQG) for sale and purchase of derivatives on world major exchanges CME, Globex, CBOE and US equities (NASDAQ, NYSE, AMEX), please visit our site for more information: https://bcscyprus.com/
We are in search of a candidate for a Compliance Officer in AML position who is responsible for the proper performance and discharge of the Company's compliance function.
We are looking for a candidate for emdiate onbording for a temperary contract (up to the end of 2022).
CySEC AML certification is mandatory.
In this role, he/she shall be required to:
- read, understand, and ensure compliance with the policies and procedures of the Company related to the Compliance Department. Escalate any discrepancies identified to the Head of AML / Financial Crime in due time;
- conduct KYC verification process for natural persons, corporate clients and counterparties;
- conduct evaluations for MiFID client categorization and ensure compliance with the Company’s policies and procedures;
- conduct periodic, ad-hoc, and ongoing customer reviews, according to the Company’s Account Monitoring and Review Procedure;
- compare electronic data with data provided in the original form and ensure consistency;
- update CRM systems and/or registers/spreadsheets to ensure Customer/Counterparty data is in electronic data format;
- implement, according to the Company’s Policy, the risk based approach policy and procedures in relation to AML;
- ensure meticulous filing systems are maintained;
- ensure prompt and concise delivery of findings to Customer Support Department for rectification and resolution;
- escalate cases and issues related to the prevention of Money Laundering and Terrorist Financing to the Head of AML / Financial Crime;
- escalate deficiencies identified to the line manager for the implementation and improvement of internal KYC management and compliance procedures;
- support the Head of AML / Financial Crime with the implementation of the Company's Compliance Monitoring Program according to the CySEC Compliance Guidelines;
- implement daily, ad-hoc or long term tasks/projects, assigned by the Head of AML / Financial Crime; and
- ensure clear and concise communication between the Compliance Department and other departments.
ООО «Компания БКС» работает под брендом БКС Мир Инвестиций