International relations
The field of international relations emerged at the beginning of the 20th century largely in the West and in particular in the United States as that country grew in power and influence. Whereas the study of international relations in the newly founded Soviet Union and later in communist China was stultified by officially imposed Marxist ideology, in the West the field flourished as the result of a number of factors: a growing demand to find less-dangerous and more-effective means of conducting relations between peoples, societies, governments, and economies; a surge of writing and research inspired by the belief that systematic observation and inquiry could dispel ignorance and serve human betterment; and the popularization of political affairs, including foreign affairs. The traditional view that foreign and military matters should remain the exclusive preserve of rulers and other elites yielded to the belief that such matters constituted an important concern and responsibility of all citizens. This increasing popularization of international relations reinforced the idea that general education should include instruction in foreign affairs and that knowledge should be advanced in the interests of greater public control and oversight of foreign and military policy.
This new perspective was articulated by U.S. President Woodrow Wilson (1913–21) in his program for relations between the Great Powers following a settlement of World War I. The first of his Fourteen Points, as his program came to be known, was a call for “open covenants of peace, openly arrived at” in place of the secret treaties that were believed to have contributed to the outbreak of the war. The extreme devastation caused by the war strengthened the conviction among political leaders that not enough was known about international relations and that universities should promote research and teaching on issues related to international cooperation and war and peace.
International relations scholarship prior to World War I was conducted primarily in two loosely organized branches of learning: diplomatic history and international law. Involving meticulous archival and other primary-source research, diplomatic history emphasized the uniqueness of international events and the methods of diplomacy as it was actually conducted. International law—especially the law of war—had a long history in international relations and was viewed as the source of fundamental normative standards of international conduct. The emergence of international relations was to broaden the scope of international law beyond this traditional focal point.
During the 1920s new centres, institutes, schools, and university departments devoted to teaching and research in international relations were created in Europe and North America. In addition, private organizations promoting the study of international relations were formed, and substantial philanthropic grants were made to support scholarly journals, to sponsor training institutes, conferences, and seminars, and to stimulate university research.
Three subject areas initially commanded the most attention, each having its roots in World War I. During the revolutionary upheavals at the end of the war, major portions of the government archives of imperial Russia and imperial Germany were opened, making possible some impressive scholarly work in diplomatic history that pieced together the unknown history of prewar alliances, secret diplomacy, and military planning. These materials were integrated to provide detailed explanations of the origins of World War I. Among such works several are particularly noteworthy, including Sidney Bradshaw Fay’s meticulous The Origins of the World War (1928), which explored prewar diplomacy and alliance systems; Bernadotte E. Schmitt’s The Coming of the War, 1914 (1930) and Triple Alliance and Triple Entente (1934); Pierre Renouvin’s The Immediate Origins of the War (1928); Winston Churchill’s The World Crisis (1923–29); and Arnold J. Toynbee’s The World After the Peace Conference (1925). There also were extensive memoirs and volumes of published documents that provided much material for diplomatic historians and other international relations scholars.
The newly created League of Nations, which ushered in the hope and expectation that a new and peaceful world order was at hand, was a second subject that captured significant attention. Some of the international relations schools that were founded in the interwar period were explicitly created to prepare civil servants for what was expected to be the dawning age of international government. Accordingly, intensive study was devoted to the genesis and organization of the league, the history of earlier plans for international federations, and the analysis of the problems and procedures of international organization and international law.
The third focal point of international relations scholarship during the early part of the interwar period was an offshoot of the peace movement and was concerned primarily with understanding the causes and costs of war, as well as its political, sociological, economic, and psychological dimensions. Interest in the question “Why war?” also brought a host of social scientists, including economists, sociologists, psychologists, and even mathematicians—all of whom were pioneers in the intellectual movement known as behaviourism—into active participation in international studies for the first time.
In the 1930s the breakdown of the League of Nations, the rise of aggressive dictatorships in Italy, Germany, and Japan, and the onset of World War II produced a strong reaction against international government and against peace-inspired topics in the study of international relations. The moral idealism inherent in these topics was criticized as unrealistic and impractical, and the academic study of international relations came to be regarded as the handiwork of starry-eyed peace visionaries who ignored the hard facts of international politics. In particular, scholars of international relations were criticized for suggesting standards of international conduct that bore little resemblance to the real behaviour of nations up to that time. As the desired world of peaceful conflict resolution and adherence to international law grew more distant from the existing world of aggressive dictatorships, a new approach to the study of international relations, known as realism, increasingly dominated the field. Nevertheless, the scholarly work on world affairs of the early interwar period, despite the decline in its reputation and influence, was extensive and sound, encompassing the collection and organization of large amounts of important data and the development of some fundamental concepts.
Some topics of study in international relations that are still considered novel or of recent origin were already being vigorously explored in the interwar period. Indeed, a brief review of these topics tends to undermine the image of the interwar period as one dominated by moralistic ideas. The topics include the causes of wars; the relationship between international affairs and the problems of racial and ethnic minorities; the effects of population change on foreign policies; the effects of nationalism, imperialism, and colonialism; the strategic aspects of international relations, including the importance of geographic location and spatial relationships (geopolitics) for military power and the influence on governments of what later was called the “military-industrial complex”; the implications of economic inequalities between countries; and the role of public opinion, national differences, and cultural orientation in world affairs. Although these earlier studies tended to be somewhat short on theory and long on description, most of the topics examined remain relevant in the 21st century.
The scholarly contributions of some individuals in the 1930s were particularly noteworthy because they foreshadowed the development of international relations studies after World War II. Harold D. Lasswell, for example, explored the relationships between world politics and the psychological realm of symbols, perceptions, and images; Abram Kardiner and his associates laid the groundwork for an approach, based on a branch of anthropology known as culture-and-personality studies, that later became a popular but short-lived theory of international relations; Frederick L. Schuman, setting a style that is still followed by interpreters of foreign policy and by journalists, synthesized analytic commentary with accounts of current international events; Quincy Wright investigated numerous aspects of international behaviour and war as head of one of the first team research projects in international relations; and E.H. Carr, Brooks Emeny, Carl J. Friedrich, Schuman, Harold Sprout, Nicholas Spykman, and others developed the main lines of what became the “power-politics” explanation of international relations, also known as realism. In 1937 the Spanish poet, historian, philosopher, and diplomat Salvador de Madariaga, founder of the College of Europe, relied upon his experience in working with the League of Nations Secretariat in Geneva to describe the gap between what was being said or written about international relations and what was actually happening.
The broadened definition and scope of the study of international relations were among the fundamental contributions of scholars of the interwar period. Many of these innovators were enlisted by governments during World War II for work in intelligence and propaganda, as well as other aspects of wartime planning. In this respect the war stimulated systematic social-scientific investigations of international phenomena. It also led to important technological advances—notably the computer—that would later have a major impact on the study of international relations.
In other ways World War II was a divide for academic international relations. The war itself brought about a drastic change in the agenda of world politics, and the postwar intellectual climate was characterized by a marked shift away from many earlier interests, emphases, and problems. In the early postwar years there was a quest for analyses that would cut through the details of studies of myriad international topics to produce a general understanding of common elements and a clear view of the fundamental nature of international politics. There was also a growing interest in developing theories that could help to explain the major issues of the changing international scene. New security issues emerged, including the issue of nuclear weapons, which led to extensive writings on deterrence as a basis of strategic stability. Bernard Brodie’s treatise on nuclear deterrence was highly influential, as was the work of Herman Kahn, Glenn Snyder, Thomas C. Schelling, Henry A. Kissinger, and Albert Wohlstetter. Other issues that were addressed in the vast literature of international relations include international, and especially European, integration; alliances and alignment, such as the North Atlantic Treaty Organization (NATO); ideologies; foreign-policy decision making; theories about conflict and war; the study of low-intensity conflict; crisis management; international organizations; and the foreign policies of the increasing number of states that became part of the international system in the mid- to late 20th century.
The postwar ascendancy of realism
Hans J. Morgenthau’s Politics Among Nations (1948) helped to meet the need for a general theoretical framework. Not only did it become one of the most extensively used textbooks in the United States and Britain—it continued to be republished over the next half century—it also was an essential exposition of the realist theory of international relations. Numerous other contributors to realist theory emerged in the decade or so after World War II, including Arnold Wolfers, George F. Kennan, Robert Strausz-Hupé, Kissinger, and the theologian Reinhold Niebuhr.
Although there are many variations of realism, all of them make use of the core concepts of national interest and the struggle for power. According to realism, states exist within an anarchic international system in which they are ultimately dependent on their own capabilities, or power, to further their national interests. The most important national interest is the survival of the state, including its people, political system, and territorial integrity. Other major interests for realists include preservation of the culture and the economy. Realists contend that, as long as the world is divided into nation-states in an anarchic setting, national interest will remain the essence of international politics. The struggle for power is part of human nature and takes essentially two forms: collaboration and competition. Collaboration occurs when parties find that their interests coincide (e.g., when they form alliances or coalitions designed to maximize their collective power, usually against an adversary). Rivalry, competition, and conflict result from the clash of national interests that is characteristic of the anarchic system. Accommodation between states is possible through skillful political leadership, which includes the prioritizing of national goals in order to limit conflicts with other states.
In an international system composed of sovereign states, the survival of both the states and the system depends on the intelligent pursuit of national interests and the accurate calculation of national power. Realists caution that messianic religious and ideological crusades can obscure core national interests and threaten the survival of individual states and the international system itself. Such crusades included, for Morgenthau, the pursuit of global communism or global democracy, each of which would inevitably clash with the other or with other competing ideologies. The attempt to reform countries toward the ideal of universal trust and cooperation, according to realists, runs counter to human nature, which is inclined toward competition, conflict, and war.
Realist theory emerged in the decade after World War II as a response to idealism, which generally held that policy makers should refrain from immoral or illegal actions in world affairs. As no impressive new formulation of political idealism appeared on the international scene to reply to realist theory, the debate between realism and idealism gradually faded, only to be revived in a somewhat different form in the final decades of the 20th century in the disagreement between neoliberal institutionalists and neorealist structuralists.
Many international relations scholars neither rejected nor embraced realism but instead were engrossed in other aspects of the broadening agenda of international relations studies. Beginning in the 1950s, as the United States became more fully engaged in world affairs, the U.S. government made large sums of money available for the development of area studies, especially studies of regions that were important in the intensifying Cold War with the Soviet Union. In order to understand the major forces and trends shaping countries such as the Soviet Union and China or the regions extending from Africa to Northeast Asia, the United States needed to recruit greater numbers of specialists in the histories, politics, cultures, economies, languages, and literature of such areas; the Soviet Union did likewise. Theoretical concerns generally played a marginal role in the growth of area specialization in the West. Although many scholars agreed with Morgenthau’s statement that theory and research should have a “concern with human nature as it actually is, and with the historic processes as they actually take place,” they did not uniformly believe that realism was capable of providing an adequate explanation of international behaviour.
The behavioral approach and the task of integration
In the 1950s an important development in the social sciences, including the study of international relations, was the arrival of new concepts and methodologies that were loosely identified in ensemble as behavioral theory. This general approach, which emphasized narrowly focused quantitative studies designed to obtain precise results, created a wide-ranging controversy between theorists who believed that the social sciences should emulate as much as possible the methodologies of the physical sciences and those who held that such an approach is fundamentally unsound. In addition, the great number of new topics investigated at the time—including cognition, conflict resolution, decision making, deterrence, development, the environment, game theory, economic and political integration, and systems analysis—provoked some anxiety that the discipline would collapse into complete conceptual and methodological chaos. Accordingly, much of the intellectual effort of the mid-1950s to mid-1960s—the so-called “behavioral decade”—went into the task of comparing, interpreting, and integrating various concepts from new areas of study, and the scholarly goal of the period was to link theories, or to connect so-called “islands of theory,” into a greater, more comprehensive theory of international relations.
This task proved to be a difficult one. Indeed, some scholars began to question the necessity—or even the possibility—of arriving at a single theory that would explain all the varied, diverse, and complex facets of international relations. Instead, these researchers suggested that a number of separate theories would be needed.
At the same time, theories that trace the forces of international relations to a single source were increasingly viewed as unsatisfactory. The struggle for power, for example, was accepted as a fact in past and current international politics, but attempts to make all other factors subordinate to or dependent upon power were thought to exclude too much of what is important and interesting in international relations. Similar assessments were made of the theory that asserts that the character of a nation—and hence the character of its participation in international relations—is determined by its child-rearing practices, as well as of the Marxist theory that international relations are solely the historical expression of class struggle.
The general attitude of the behavioral decade was that the facts of international relations are multidimensional and therefore have multiple causes. This conclusion supported, and in turn was supported by, the related view that an adequate account of these facts could not be provided in a single integrated theory and that multiple separate theories were required instead. By the 1960s, for example, studies of international conflict had come to encompass a number of different perspectives, including the realist theory of the struggle for power between states and the Marxist notion of global class conflict, as well as other explanations. At the same time, conflict theory coexisted with economic and political integration theory and game theory, each of which approached the phenomena of international conflict from a distinct perspective.
In keeping with the multiple-theory approach, by the end of the behavioral decade there was a growing consensus that the study of international relations should encompass both quantitative and qualitative analyses. Whereas quantitative methodologies were recognized as useful for measuring and comparing international phenomena and identifying common features and patterns of behaviour, qualitative analyses, by focusing on one case or a comparison of cases involving specific research questions, hypotheses, or categories, were thought to provide a deeper understanding of what is unique about political leaders, nations, and important international events such as World War II and the Cold War.
The use of quantitative analysis in international relations studies increased significantly in the decades after the 1960s. This was a direct result of advances in computer technology, both in the collection and retrieval of information and in the analysis of data. When computers were introduced in international relations studies, it was not readily apparent how best to exploit the new technology, partly because most earlier studies of international relations were set forth in narrative or literary form and partly because many of the phenomena examined were not easily quantifiable. Nevertheless, exploratory quantitative studies were undertaken in a number of directions. A growing body of studies, for example, developed correlations between phenomena such as alliances and the outbreak or deterrence of war, between levels of political integration and levels of trade, communication, and mobility of populations, between levels of economic development and internal political stability, and between levels of internal violence and participation in international conflicts.